香港交易及結算所有限公司及香港聯合交易所有限公司對本公佈之內容概不負責，對其準確性或完整性亦不發表聲明，並明確表示，概不對因本公佈全部或任何部份內容而產生或因依賴該等內容而引致之任何損失承擔任何責任。
Semiconductor Manufacturing International Corporation
*
二零二零年中期業績公告中芯國際集成電路製造有限公司（「本公司」）董事會（「董事會」）謹此公布本公司和其子公司截至二零二零年六月三十日止六個月的未經審計業績。本公告載有本公司二零二零年中期報告的全文，並已遵守香港聯合交易所有限公司（「聯交所」）證券上市規則有關中期業績初步公告的信息的相關規定。本公司二零二零年中期報告的印刷版將於二零二零年九月八日交付給本公司股份的註冊持有人，並可在聯交所網站www.hkexnews.hk和本公司的網站www.smics.com上進行查看。
承董事會命中芯國際集成電路製造有限公司
高永崗執行董事、首席財務官兼聯席公司秘書
中國上海，二零二零年八月二十七日
–
–
於本公告日期，本公司董事分別為：
執行董事周子學（董事長）
趙海軍（聯合首席執行官）
梁孟松（聯合首席執行官）
高永崗（首席財務官兼聯席公司秘書）
非執行董事陳山枝周杰任凱路軍童國華獨立非執行董事WilliamTudorBROWN叢京生劉遵義范仁達楊光磊
*僅供識別
–
–
恭賀
中芯國際 二零二零年中期報告
釋義
?????????????? 0.004?????
812812
2.250.35
0.250.180.150.139065452814
0.25
0.220.210.200.190.180.170.16
中芯國際 二零二零年中期報告
公司信息
Semiconductor Manufacturing International Corporation
PO Box 2681Cricket SquareHutchins DriveGrand Cayman KY1-1111Cayman Islands
182012039303003http://www.smics.com
00981688981
中芯國際?二零二零年中期報告
致股東的信
18.4326.3%26.2%7.4
2.025.67.6645.1%
中芯國際?二零二零年中期報告
主要會計數據及財務指標
%
1,843,3751,459,78126.3202,13330,811556.0(1)
82,631(101,999)—407,548356,20814.4765,525527,71545.1
%
6,670,8215,669,39717.720,388,17816,437,82024.0
26.2%18.7%7.5%
9.6%
–
0.1%9.7%
41.5%36.2%5.3%
$0.04$0.00$0.04$0.04$0.00$0.04(1)
$0.01$(0.02)$0.03
3.4%0.6%2.8%
(1)
1.3%
–
2.0%
—
(1) 1
主要會計數據及財務指標
中芯國際?二零二零年中期報告
1,210,273101,942170,65415,05744,682(111,692)6,300(16,497)
1,254,955(9,750)176,954(1,440)
93,307,45371,259,02413,177,67510,209,473
—(81,038)—(11,611)
93,307,45371,177,98613,177,67510,197,862
主要會計數據及財務指標
中芯國際 二零二零年中期報告
(5,000)8,301(715)1,266701,1121,124,78899,716163,165203,02216,59628,5722,417
228,09046,11832,1326,683(16,836)34,666(2,373)5,371
1,110,3881,230,469157,332178,902(168,844)(164,098)(24,022)(24,237)(97,053)(147,969)(13,808)(21,855)
844,491918,402119,502132,810
— [2008]
中芯國際?二零二零年中期報告
管理層討論及分析
%
1,843,3751,459,78126.3(1,361,201)(1,186,553)14.7(324,485)(332,479)–
2.4
(10,913)(15,663)–
30.3
(133,612)(107,726)24.0(1)
37,37040,471–
7.7
%
(2)
433,312433,2590.01,177,203810,26445.3(3)
232,860216,2587.7
1,843,3751,459,78126.3
(1)
(2)
(3)
1,459.826.3%1,843.4
2.4819.7%2.886156491,186.614.7%1,361.2
管理層討論及分析
中芯國際 二零二零年中期報告
273.276.5%482.2
18.4112.0
324.5332.5
10.915.7
107.7133.612
99.7166.0
177.01.412
%
20,388,17816,437,82024.0
9,340,6117,757,24720.41,132,8231,139,317–
0.6
1,448,234836,14373.23,272,0242,276,37043.73,130,0682,238,84039.87,210,5036,239,95815.61,782,3871,034,07972.42,744,6142,566,6696.9596,625——903,825864,8114.513,177,67510,197,86229.26,670,8215,669,39717.7339,307563,848–
39.8
6,167,5473,964,61755.6
管理層討論及分析
中芯國際 二零二零年中期報告
16,437.824.0%20,388.212
6,240.07,210.51
10,197.929.2%13,177.71
121.8
29.629.3
20.915.9
%
407,548356,20814.4(2,064,579)(1,806,768)14.32,569,2331,190,600115.8
912,202(259,960)—
912.2
356.2407.512312
2,064.612
管理層討論及分析
中芯國際 二零二零年中期報告
2,569.2123
(2,744,614)(2,566,669)(292,268)(247,732)(596,625)—
(65,000)(630,428)(211,313)(214,193)(211,840)(286,512)
(4,121,660)(3,945,534)3,130,0682,238,840
595,064804,547(1)
3,272,0242,319,355
2,875,4961,417,208
(1)
4,121.7579.62,165.0
1,424.9
管理層討論及分析
中芯國際 二零二零年中期報告
6.68466.79062,488,000800,000351,373114,605(25,367)(2,920)
6.62096.63794,950,9797,277,254699,2121,042,512(63,768)(58,243)
7.04677.009216,217,1782,803,9302,290,303401,6806,848(1,862)
23,656,15710,881,1843,340,8881,558,797(82,287)(63,025)
2.6%2.6%200,000200,00028,24528,651(8,306)1,872
(2,875,496)(1,417,208)13,177,67510,197,862
–
21.8%
–
13.9%
管理層討論及分析
中芯國際 二零二零年中期報告
203.03,395.3
6.2
II
IIIIII157.5(i)3565(ii)50.1%
38.515%(iii)IIII
14.562%23.077%12.308%11.538%
28100,000
765051%
管理層討論及分析
中芯國際 二零二零年中期報告
1.—
—
1.2.
1.51.51.51.51.5
0.150.150.150.150.15
(1)
(2)(3)
管理層討論及分析
中芯國際 二零二零年中期報告
17.55%
35.21%
14A.13
14A
14A
(1)(2)
52.8
—
2.—
—
1.
2. (a)(b)(c)(d)(e)(f)(g)
管理層討論及分析
中芯國際 二零二零年中期報告
3.4.
5. AB
6. A
(1)(2)
(3) (a)
(b)
(4) (a)(b)(5)
(2)(5)AB
(1)
1,5001,100900200150100200200200200200200
)100100100
1,0001,0001,000
3,2002,7502,500
管理層討論及分析
中芯國際 二零二零年中期報告
14A
200550
1,5001,100900
200150100200200200550200200)100100100
1,0001,0001,000
3,5502,7502,500
15.06%15.77%
32.00%
14A.16
14A14A
管理層討論及分析
中芯國際 二零二零年中期報告
428.5
63.3
—
191.5
—
52.7
736.0
3.—
—
(i)(ii)
14A.90
2,0002,0002,0002,0002,0002,0002,0002,0002,000505050
管理層討論及分析
中芯國際 二零二零年中期報告
2,000
2,0003,500
27.00%
14A.1614A
1,500.0—
454.3
—
4.—
—
(i)(ii)
管理層討論及分析
中芯國際 二零二零年中期報告
14A.90
(1)(2)
200200200500500500500500500505050
2,000
2,0003,500
管理層討論及分析
中芯國際 二零二零年中期報告
15.81%
51.00%32.00%
14A.16
14A
35.0
———
5. SJ Semiconductor Corporation—
(i)(ii)
14A.90
管理層討論及分析
中芯國際 二零二零年中期報告
(1)(2)
130130130130130130130130130505050
15.82%
29.38%14A.16
51.00%
32.00%14A.16
14A.81
14A
管理層討論及分析
中芯國際 二零二零年中期報告
—
30.0
——
6.—
483520
2.2
管理層討論及分析
中芯國際 二零二零年中期報告
17.05%14A
14A14A7.—
a.b. (a)(b)(c)(d)
(e)c.d.e.
(1)(2)
(3) (a)
(b)
(4) (a)(b)(5)
管理層討論及分析
中芯國際 二零二零年中期報告
(2)(5)
(1)
120.075.540.5
1.21.21.2
0.10.10.1———
3.03.03.0
124.379.844.8
15.78%
38.57%32.97%14A.13
4.5
0.9
———
5.4
管理層討論及分析
中芯國際 二零二零年中期報告
8.—
a.b. (a)(b)(c)(d)(e)(f)(g)c.d.e.f. D
(1)(2)
(3) (a)
(b)
(4) (a)(b)(5)
(2)(5)D
管理層討論及分析
中芯國際 二零二零年中期報告
832299401133424210490)617606
1,0001,000
2,9962,170
15.77%
50.10%
27.04%14A.16
— 14A
49.9
30.1
4.8
38.0
)0.9
—
123.7
管理層討論及分析
中芯國際 二零二零年中期報告
9. SJ Semiconductor Corporation—
SJ Semiconductor Corporation
—
a.b. (a)(b)(c)(d)c.d.e.
(1)(2)
(3) (a)
(b)
(4) (a)(b)
5%10%
(1)
管理層討論及分析
中芯國際 二零二零年中期報告
2823191189170
15.77%
55.97%
29.36%
14A.16
4.7
28.3
COVID-1915%–19%
30,000820,000
中芯國際?二零二零年中期報告
普通股股份及債券變動情況
5,056,868,91211,456,856484,956,370137,383,794
5,690,665,932
1,685,620,000
1,685,620,000
46,287.16,615.8
45,662.86,526.547.26.745,615.66,519.8
27.46
12SN14,494.5647.53.20.5
普通股股份及債券變動情況
中芯國際 二零二零年中期報告
27.46
1,685,620,000252,843,00015%6,943.11,000.153,230.27,615.9
714.6102.252,515.67,513.7
27.09
7,513.712SN1648.0648.06,865.7
229.5229.5229.50
普通股股份及債券變動情況
中芯國際 二零二零年中期報告
600.02.693%
569.4
2.4%1,500.0
216.31.9%1,500.0213.1
3.10%2,000.0219.0
2.4%1,500.0216.3
中芯國際 二零二零年中期報告
企業管治報告
(www.smics.com)
A.4.2
企業管治報告
中芯國際 二零二零年中期報告
William Tudor Brown
企業管治報告
中芯國際 二零二零年中期報告
(i)(ii)(iii)
William Tudor Brown
?
?
????
企業管治報告
中芯國際 二零二零年中期報告
(i)(ii)(iii)(iv)
William Tudor Brown
?????
企業管治報告
中芯國際 二零二零年中期報告
William Tudor Brown
?????
William TudorBrown
????
企業管治報告
中芯國際 二零二零年中期報告
???????
企業管治報告
中芯國際 二零二零年中期報告
—
—
—
—
(1)(2)
0.80.8(3)BGAPGACSPMCMLGASIPFCWLPMEMS
201136[2011][1997]37
—
—
—
—
企業管治報告
中芯國際 二零二零年中期報告
10%5%
20172415%
[2008]118010.95
0.2515%15
[2009]696950%25%
[2011]4—
[2012]2727271127
[2013]4343
[2016]4949[2018]2727
中芯國際 二零二零年中期報告
其他資料1.2.3.
5%571336
(1)
(1)859,522,595
15.10%
—859,522,59515.10%859,522,595
15.10%
—859,522,59515.10%317(1)(a)
859,522,595
15.10%
—859,522,59515.10%
797,054,901
14.01%183,178,403
980,233,30417.23%
(1) 5,690,665,932
(2) 859,522,595
(3) 90%Lightmane Holdings Company Limited317(1)(a)(b)Lightmane Holdings Company Limited859,522,595
(4) 797,054,901Xunxin (Shanghai) Investment Co., Ltd.Xunxin (Shanghai) Investment Co., Ltd.(5)
183,178,403
12.78
571183,178,403
其他資料
中芯國際 二零二零年中期報告
4.
XVXV78
(1)—3,180,280
1,340,306
4,520,5860.079%1632,095,439
86,603
2,182,2050.038%—659,117
259,808
918,9250.016%—2,236,265
316,805
2,553,0700.045%—412,656
412,656
825,3120.015%—————————————————————
—242,466
242,466
484,9320.009%William Tudor Brown—212,500
212,500
425,0000.007%123,750242,466
118,716
484,9320.009%—187,500
187,500
375,0000.007%—187,500
187,500
375,0000.007%—187,500
187,500
375,0000.007%
(1) 5,690,665,932
(2) (a)8.302,521,163
120(b)
18.096659,117
(3) (a)1,080,498
25%(b)
259,808(i) 86,60325%(ii) 173,20525%
其他資料
中芯國際 二零二零年中期報告
(4) (a)6.401,505,854
90(b)
7.91,687,500
90(c)18.096219,706120
1,317,621
(5) 86,603
25%
(6) 18.096659,117
(7) 259,808
(i) 86,60325%(ii) 173,20525%
(8) (a)6.241,360,824
120(b)
6.4288,648
120(c)
18.096586,793
(9) (a)291,083(i) 240,145
25%(ii) 50,93825%(b)
231,300(i) 74,01625%(ii) 157,28425%
205,578
(10) (a)6.4298,958
120(b)
8.721,198
120(c)
9.83462,500
120(d)
10.512125,000
120(e)
8.58062,500120(f)18.09662,500
其他資料
中芯國際 二零二零年中期報告
(11) (a)98,958
(b)1,198(c)
62,500(d)
125,000125,00062,50062,500(e)
62,500(f)
62,500
(12) (a)9.834187,500
120(b)
18.09654,966
(13) (a)187,500
33%33%34%(b)54,966
(14) (a)Brown10.51287,500
120(b)Brown8.58062,500
120(c)Brown18.09662,500
(15) (a)Brown87,50087,500
25,00062,500(b)
Brown62,500(c)62,500Brown
(16) (a)9.834187,500
120(b)
18.09654,966
(17) (a)187,500
33%33%34%(b)54,966123,750
(18) 8.574187,500
其他資料
中芯國際 二零二零年中期報告
(19) 187,500
33%33%34%
(20) 8.574187,500
(21) 187,500
33%33%34%
(22) 9.820187,500
(23) 187,500
33%33%34%
其他資料
中芯國際 二零二零年中期報告
5.
2/23/20102/23/2010–2/22/2020337,089,4660.992,403,429—955,798—1,447,631——
1.870.99
5/24/20105/24/2010–5/23/20203,145,3190.82314,531———314,531——
2.310.72
5/24/20105/24/2010–5/23/202018,251,6140.826,000———6,000——
2.240.72
9/8/20109/8/2010–9/7/202046,217,5770.67135,600———127,500—8,1001.740.6811/12/201011/12/2010–11/11/202039,724,5690.83234,165———177,550—56,6151.580.785/31/20115/31/2011–5/30/2021148,313,8010.851,808,789—8,000—609,590—1,191,1992.080.839/8/20119/8/2011–9/7/202121,746,8830.58244,688———244,688——
1.560.56
9/8/20119/8/2011–9/7/202142,809,0830.58194,202—1,777—81,591—110,8342.060.5611/17/201111/17/2011–11/16/202116,143,1470.51116,750———23,779—92,9712.080.515/22/20125/22/2012–5/21/2022252,572,7060.454,280,882—12,416—975,640—3,292,8261.980.459/12/20129/12/2012–9/11/202212,071,2500.3759,300———19,200—40,1002.150.3711/15/201211/15/2012–11/14/202218,461,0000.47162,116———13,200—148,9161.890.475/7/20135/7/2013–5/6/202324,367,2010.76334,318—
—198,933—135,3021.990.776/11/20136/11/2013–6/10/2023102,810,0000.822,278,417—7,000—503,641—1,767,7762.120.796/11/20136/11/2013–6/10/202374,755,7560.82188,233—————188,2332.120.796/17/20136/17/2013–6/16/202313,608,2490.801,360,824—————1,360,8240.000.789/6/20139/6/2013–9/5/202322,179,0700.72219,412—2,800—38,362—178,2502.130.7311/4/201311/4/2013–11/3/202319,500,0000.74212,241—2,400—92,591—117,2501.920.7214,553,897—990,274—4,874,427—8,689,19625%
其他資料
中芯國際 二零二零年中期報告
6/12/20146/12/2014–6/11/20242,886,4860.82288,648—————288,648—
0.82
6/12/20146/12/2014–6/11/202426,584,2500.82330,562———52,833—277,7292.030.8211/17/201411/17/2014–11/16/202411,758,2491.09582,778—————582,778—
1.10
11/17/201411/17/2014–11/16/2024107,881,7631.092,939,975—29,737—1,440,906—1,469,3322.271.102/24/20152/24/2015–2/23/202512,293,0170.91325,749———162,687—163,0622.190.885/20/20155/20/2015–5/19/202512,235,0001.06254,239———167,000—87,2392.231.055/20/20155/20/2015–5/19/202525,211,6331.062,521,163—————2,521,163—
1.05
9/11/20159/11/2015–9/10/20251,120,0000.8952,400—————52,400—
0.91
5/25/20165/25/2016–5/24/20265,146,0000.8282,888———2,100—80,7881.640.835/25/20165/25/2016–5/24/2026989,5830.8298,958—————98,958—
0.83
9/12/20169/12/2016–9/11/202611,9861.121,198—————1,198—
1.13
4/5/20174/5/2017–4/4/2027187,5001.26187,500—————187,500—
1.24
4/5/20174/5/2017–4/4/2027187,5001.26187,500—————187,500—
1.24
4/5/20174/5/2017–4/4/202762,5001.2662,500—————62,500—
1.24
5/22/20175/22/2017–5/21/2027345,0001.0977,000———12,750—64,2501.641.079/7/20179/7/2017–9/6/20271,687,5001.011,687,500—————1,687,500—
1.00
5/23/20185/23/2018–5/22/202818,493,8341.3413,264,769—519,725—1,577,997—11,167,0471.801.335/23/20185/23/2018–5/22/2028125,0001.34125,000—————125,000—
1.33
WILLIAM TUDOR BROWN5/23/20185/23/2018–5/22/202887,5001.3487,500—————87,500—
1.33
9/13/20189/13/2018–9/12/2028187,5001.09187,500—————187,500—
1.07
9/13/20189/13/2018–9/12/2028187,5001.09187,500—————187,500—
1.07
11/19/201811/19/2018–11/18/2028138,0000.87138,000———19,000—119,0003.430.845/21/20195/21/2019–5/20/202962,5001.0962,500—————62,500—
1.11
WILLIAM TUDOR BROWN5/21/20195/21/2019–5/20/202962,5001.0962,500—————62,500—
1.11
9/12/20199/12/2019–9/11/2029848,0001.25748,000—75,000—25,000—648,0001.961.259/12/20199/12/2019–9/11/2029187,5001.25187,500—————187,500—
1.25
11/26/201911/26/2019–11/25/202970,0001.2970,000—————70,000—
1.30
5/25/20205/25/2020–5/24/20306,823,8452.33—6,823,84535,007—18,366—6,770,4723.482.185/25/20205/25/2020–5/24/203062,5002.33—62,500————62,500—
2.18
WILLIAM TUDOR BROWN5/25/20205/25/2020–5/24/203062,5002.33—62,500————62,500—
2.18
5/25/20205/25/2020–5/24/203054,9662.33—54,966————54,966—
2.18
5/25/20205/25/2020–5/24/2030219,7062.33—219,706————219,706—
2.18
5/25/20205/25/2020–5/24/203054,9662.33—54,966————54,966—
2.18
5/25/20205/25/2020–5/24/2030281,0922.33—281,092————281,092—
2.18
5/25/20205/25/2020–5/24/2030659,1172.33—659,117————659,117—
2.18
5/25/20205/25/2020–5/24/2030586,7932.33—586,793————586,793—
2.18
5/25/20205/25/2020–5/24/2030659,1172.33—659,117————659,117—
2.18
24,801,3279,464,602659,469—3,478,639—30,127,821
25%1/36
25%
其他資料
中芯國際 二零二零年中期報告
11/17/20142014/11/17–2024/11/162,910,8360.00485,505—————85,505—
1.10
5/20/20155/20/2015–5/19/202510,804,9850.0041,080,498—————1,080,498—
1.05
5/25/20165/25/2016–5/24/202668,070,0000.004864,400—6,900—841,500—16,0001.950.835/25/20165/25/2016–5/24/2026989,5830.00498,958—————98,958—
0.83
9/12/20169/12/2016–9/11/202611,9860.0041,198—————1,198—
1.13
9/12/20169/12/2016–9/11/20261,560,0000.00416,000———8,000—8,0001.941.1311/18/201611/18/2016–11/17/20262,268,6000.00429,000—————29,000—
1.31
4/5/20174/5/2017–4/4/2027376,0000.00461,000—8,000—18,000—35,0001.641.244/5/20174/5/2017–4/4/2027187,5000.004187,500—————187,500—
1.24
4/5/20174/5/2017–4/4/2027187,5000.00463,750—————63,750—
1.24
4/5/20174/5/2017–4/4/202762,5000.00462,500—————62,500—
1.24
5/22/20175/22/2017–5/21/20277,469,0000.0042,106,300—97,250—1,017,250—991,8001.951.0712/7/201712/7/2017–12/6/2027364,0000.004114,000—————114,000—
1.32
5/23/20185/23/2018–5/22/20286,957,9660.0043,564,960—156,125—1,140,040—2,268,7951.951.335/23/20185/23/2018–5/22/2028125,0000.004125,000—————125,000—
1.33
WILLIAM TUDOR BROWN5/23/20185/23/2018–5/22/202887,5000.00487,500—————87,500—
1.33
9/13/20189/13/2018–9/12/2028344,0000.004219,000—24,000—55,000—140,0002.321.079/13/20189/13/2018–9/12/2028187,5000.004187,500—————187,500—
1.07
9/13/20189/13/2018–9/12/2028187,5000.004187,500—————187,500—
1.07
11/19/201811/19/2018–11/18/202854,0000.00440,500—————40,500—
0.84
5/21/20195/21/2019–5/20/202962,5000.00462,500—————62,500—
1.11
WILLIAM TUDOR BROWN5/21/20195/21/2019–5/20/202962,5000.00462,500—————62,500—
1.11
9/12/20199/12/2019–9/11/2029330,0000.004242,250—29,250—24,000—189,0001.931.259/12/20199/12/2019–9/11/2029187,5000.004187,500—————187,500—
1.25
11/26/201911/26/2019–11/25/202970,0000.00470,000—————70,000—
1.30
5/25/20205/25/2020–5/24/20302,689,3800.004—2,689,38013,799———2,675,581—
2.18
5/25/20205/25/2020–5/24/203062,5000.004—62,500————62,500—
2.18
WILLIAM TUDOR BROWN5/25/20205/25/2020–5/24/203062,5000.004—62,500————62,500—
2.18
5/25/20205/25/2020–5/24/203054,9660.004—54,966————54,966—
2.18
5/25/20205/25/2020–5/24/203086,6030.004—86,603————86,603—
2.18
5/25/20205/25/2020–5/24/203054,9660.004—54,966————54,966—
2.18
5/25/20205/25/2020–5/24/2030110,7990.004—110,799————110,799—
2.18
5/25/20205/25/2020–5/24/2030259,8080.004—259,808————259,808—
2.18
5/25/20205/25/2020–5/24/2030231,3000.004—231,300————231,300—
2.18
5/25/20205/25/2020–5/24/2030259,8080.004—259,808————259,808—
2.18
9,807,3193,872,630335,324—3,103,790—10,240,83525%
其他資料
中芯國際 二零二零年中期報告
SJ Semiconductor Corporation
1/4/20151/4/2015–1/3/20254,560,0000.052,880,000————2,880,0005/4/20155/4/2015–5/3/20251,380,0000.061,130,000————1,130,0009/15/20159/15/2015–9/14/20252,390,0000.081,640,000—250,000—12,8601,377,14012/27/201612/27/2016–12/26/20267,753,7500.315,642,656—213,543—44,1135,385,0008/9/20178/9/2017–8/8/20271,598,7500.311,032,500—262,500—111,198658,8023/13/20183/13/2018–3/12/20287,349,5000.365,229,302—79,375—235,6254,914,3023/26/20193/26/2019–3/25/20295,488,8320.364,894,665—28,958—161,0424,704,66512/03/201912/03/2019–12/02/20295,603,5000.365,603,500———385,0005,218,50003/03/202003/03/2020–03/02/20303,577,8330.45—3,577,833——283,3333,294,50039,702,165—28,052,6233,577,833834,376—1,233,17129,562,909SJ Semiconductor CorporationSJ Semiconductor Corporation
25%1/366.
7.
8.
13.51B
? 00014
其他資料
中芯國際 二零二零年中期報告
9.
10.
中芯國際集成電路製造有限公司及附屬公司簡明合併損益及其他綜合收益表
中芯國際 二零二零年中期報告
截至二零二零年及二零一九年六月三十日止六個月
61,843,3751,459,781
(1,361,201)(1,186,553)
482,174273,228(324,485)(332,479)(10,913)(15,663)(133,612)(107,726)
(822)(1,705)
799,665165,960
112,007(18,385)
69,99266,3118(36,378)(31,465)
3,7565,625930,34210,312
27,604(26,349)
10207,3236,04911(30,369)(7,489)
176,954(1,440)
(3,022)32124(28,435)(22,480)
—(1,532)
()145,497(25,131)
202,13330,811(25,179)(32,251)
176,954(1,440)
170,7795,931(25,282)(31,062)
145,497(25,131)
130.040.00
130.040.00
中芯國際集成電路製造有限公司及附屬公司簡明合併財務狀況表
中芯國際 二零二零年中期報告
於二零二零年六月三十日及二零一九年十二月三十一日
149,340,6117,757,24715425,701376,867
88,76396,943161,132,8231,139,3171757,88627,117
26,99462,975
18129,39990,067
—1,8722,63811,574
11,204,8159,563,979
19669,202628,885
53,31034,256201,448,234836,143
—42,985183,272,0242,276,370188,248—21595,064804,547
3,130,0682,238,840
9,176,1506,862,0267,21311,815
9,183,3636,873,841
20,388,17816,437,820
中芯國際集成電路製造有限公司及附屬公司簡明合併財務狀況表於二零二零年六月三十日及二零一九年十二月三十一日
中芯國際 二零二零年中期報告
2222,76320,227
5,898,5405,011,9151,87986,749747,639550,506
6,670,8215,669,397
25339,307563,848
6,167,5473,964,617
13,177,67510,197,862
261,690,9282,003,83615197,850167,08128596,625—29211,313214,193
—34,360591,384535,2661872,07558,2431813,95921,780
3,374,1343,034,759
301,782,3871,034,079
88,41492,333
261,053,686562,8331594,41880,6512765,000630,42829211,840286,512
312,441329,545154,325151,178
1826,7674,7821811,58111,747
12,5083,2101823,00217,901
3,836,3693,205,199
7,210,5036,239,958
20,388,17816,437,820
中芯國際集成電路製造有限公司及附屬公司簡明合併權益變動表
中芯國際 二零二零年中期報告
截至二零二零年及二零一九年六月三十日止六個月
22232425
20,1594,993,16358,679(38,409)—52,0531,21336,447—
(637)331,2985,453,966563,8482,905,7668,923,580
——————————30,81130,811—(32,251)(1,440)———(868)——(1,532)(22,480)———(24,880)—1,189(23,691)
———(868)——(1,532)(22,480)——30,8115,931—(31,062)(25,131)
4712,360(9,796)————————2,611—922,703——2,774————————2,774—7093,483——————————(5,650)(5,650)——(5,650)—————————————698,603698,603—————————2,614(3,097)(483)—
—
4712,360(7,022)——————2,614(8,747)(748)—699,887699,139
20,2065,005,52351,657(39,277)—52,053(319)13,967—1,977353,3625,459,149563,8483,574,5919,597,588
20,2275,011,91552,551(56,275)—86,200—9,923—(5,650)550,5065,669,397563,8483,964,61710,197,862
——————————202,133202,133—(25,179)176,954———(2,919)———(28,435)———(31,354)—
(103)(31,457)
———(2,919)———(28,435)——202,133170,779—(25,282)145,497
4614,499(6,664)————————7,881—2078,088——4,800————————4,800—1,1485,948——————————(5,000)(5,000)——(5,000)1,940648,135———(75,102)—————574,973——574,973550223,991—————————224,541(224,541)———————————————2,249,9302,249,930—————————23,073—23,073—(23,073)——————————
—
——
2,536886,625(1,864)——(75,102)———23,450(5,000)830,645(224,541)2,228,2122,834,316
22,7635,898,54050,687(59,194)—11,098—(18,512)—17,800747,6396,670,821339,3076,167,54713,177,675
中芯國際集成電路製造有限公司及附屬公司簡明合併權益變動表截至二零二零年及二零一九年六月三十日止六個月
中芯國際 二零二零年中期報告
22232425
20,1594,993,16358,679(38,409)—52,0531,21336,447—
(637)331,2985,453,966563,8482,905,7668,923,580
——————————30,81130,811—(32,251)(1,440)———(868)——(1,532)(22,480)———(24,880)—1,189(23,691)
———(868)——(1,532)(22,480)——30,8115,931—(31,062)(25,131)
4712,360(9,796)————————2,611—922,703——2,774————————2,774—7093,483——————————(5,650)(5,650)——(5,650)—————————————698,603698,603—————————2,614(3,097)(483)—
—
4712,360(7,022)——————2,614(8,747)(748)—699,887699,139
20,2065,005,52351,657(39,277)—52,053(319)13,967—1,977353,3625,459,149563,8483,574,5919,597,588
20,2275,011,91552,551(56,275)—86,200—9,923—(5,650)550,5065,669,397563,8483,964,61710,197,862
——————————202,133202,133—(25,179)176,954———(2,919)———(28,435)———(31,354)—
(103)(31,457)
———(2,919)———(28,435)——202,133170,779—(25,282)145,497
4614,499(6,664)————————7,881—2078,088——4,800————————4,800—1,1485,948——————————(5,000)(5,000)——(5,000)1,940648,135———(75,102)—————574,973——574,973550223,991—————————224,541(224,541)———————————————2,249,9302,249,930—————————23,073—23,073—(23,073)——————————
—
——
2,536886,625(1,864)——(75,102)———23,450(5,000)830,645(224,541)2,228,2122,834,316
22,7635,898,54050,687(59,194)—11,098—(18,512)—17,800747,6396,670,821339,3076,167,54713,177,675
中芯國際集成電路製造有限公司及附屬公司簡明合併現金流量表
中芯國際 二零二零年中期報告
截至二零二零年及二零一九年六月三十日止六個月
410,266378,313(56,037)(57,050)72,75645,419(19,437)(10,474)
407,548356,208
(14,123)(22,030)45,76043,609(2,847,538)(1,802,611)2,084,9011,120,916(1,396,896)(1,153,026)
4975,639(1,746)(5,339)—(1,402)57,75526,529(11,532)(19,206)18,260—83153
(2,064,579)(1,806,768)
519,440782,249(313,600)(475,848)(47,270)(40,380)596,768—429,353222,853(493,477)——224,024—(217,954)(5,000)(5,650)8,0882,703
— 1,874,931698,603
2,569,2331,190,600
912,202(259,960)2,238,8401,786,420(20,974)6,084
3,130,0681,532,544
(1)
(1) 0.1
簡明合併財務報表附註
中芯國際 二零二零年中期報告
截至二零二零年六月三十日止六個月1.
18201203P.O. Box 2681, CricketSquare, Hutchins Drive, Grand Cayman KY1-1111, Cayman Islands
2.
3.
—
—
1028—
4.
中芯國際 二零二零年中期報告
5.
(
6.
(1)
433,312433,2591,177,203810,264(2)
232,860216,258
1,843,3751,459,781
(1)(2)
1,677,5211,372,480
165,85487,301
1,843,3751,459,781
中芯國際 二零二零年中期報告
6.
88.4
92.3
—1,4231,454(1)
37422,1382,2289,336,9177,753,523
9,340,6117,757,247
(1)
7.
(51)2,795
99,716163,165
99,665165,960
中芯國際 二零二零年中期報告
8.
35,23228,8925,70111,2759,5457,7733,9586,1395,7535,5955,7721,119
65,96160,793(29,583)(29,328)
36,37831,465
2.97%2.99%9.
—1,68428,572211
—
—
—
28,5722,4171,7707,895
30,34210,312
中芯國際 二零二零年中期報告
10.
578,597543,66270,37150,0951,4781,26815,49717,207(43,387)41,9288221,7053,7565,6255,9483,483
11.
—
—
— 28,7482,535
1,6214,088
30,3697,489
15%15%
12.5%12.5%
中芯國際 二零二零年中期報告
11.
12.5%0%
15%15%
15%15%
25%12.13.
202,13330,811(5,000)(5,650)
197,13325,161
5,216,527,8275,045,596,900
$0.04$0.00
中芯國際 二零二零年中期報告
13.
197,13325,1619,131—
5,000—
211,26425,161
5,216,527,8275,045,596,900
25,048,75616,104,810330,465,243—314,862,205—
5,886,904,0315,061,701,710
$0.04$0.00
2,461,13224,662,024
371,589,975344,985,99214.
2,662.31,560.3
610.8244.053.8
110.582.9
112.6150.4
中芯國際 二零二零年中期報告
14.
203.0126.23,395.31,645.9
29.629.3
20.9
15.9
15.
2,4351,884280,227236,719143,039138,264
425,701376,867
94,41880,651197,850167,081
292,268247,732
—
47,63848,8271,4771,268
49,61250,095
5,7535,595 47,27040,380
92.2
中芯國際 二零二零年中期報告
16.
30.0%30.0%
49.0%49.0%
46.6%46.6%
(1)
14.3%14.3%
(1)
7.4%7.4%
(1)
19.5%19.5%
(2)
32.6%32.6%
(2)
33.0%33.0%
(1)(2)
66.2%66.2%
(2)
44.8%44.8%
(2)
31.6%31.6%
38.6%38.6%
23.5%23.5%
(1)(3)
18.7%27.3%
33.3%33.3%
(2)
29.7%
—
(1)
(2)
(3) 18.69%
中芯國際 二零二零年中期報告
17.
49.0%49.0%
18.
43,53474985,86589,318
—
—1,872
—42,985(1)
3,270,6112,274,9371,4131,433191,438,234836,143
— 8,248—
4,847,9053,247,437
(1)
中芯國際 二零二零年中期報告
18.
261,690,9282,003,836
15197,850167,08128596,625—29211,313214,193
— 63,76858,243
— 8,306—
(2)
13,95921,780
301,772,7321,034,079261,053,686562,833
1594,41880,6512765,000630,42829211,840286,512
— 26,7674,782(1)
11,58111,747(2)
23,00217,901
6,041,7755,094,066
(1)
(2)
中芯國際 二零二零年中期報告
19.
242,669177,602372,801350,06253,732101,221
669,202628,885
43.4
41.9
20.
576,566488,225(2,121)(3,164)
574,445485,061
(1)
495,77367,212(1,865)—
493,90867,212
307,929220,26259,95450,49211,99813,116
1,448,234836,143
(1) 375
568,899474,9014,73611,5832,027824222235682682
576,566488,225
中芯國際 二零二零年中期報告
20.
444,1112,75223,19340,92111,2558,44926,86226,6032,3501,603
507,77180,328
21.
158.2316.4
436.9488.122.
5,056,868,91220,2275,039,819,19920,159
11,456,8564611,757,23147484,956,3701,940——137,383,794550——
5,690,665,93222,7635,051,576,43020,206
0.004
中芯國際 二零二零年中期報告
23.
5.9
3.5
(i)
39,355,2241.0451,608,1941.009,464,6022.33125,0001.10(1,649,743)1.14(2,264,757)1.16(8,353,066)0.95(3,677,441)0.70
38,817,0171.3745,790,9961.02
2.03
—
0.90
—
(%)——
46.51%39.61%
0.35%2.83%
中芯國際 二零二零年中期報告
23.
(ii)
9,807,3191.1619,853,2141.123,872,6302.26125,0001.10(335,324)1.24(1,404,875)1.09(3,103,790)1.09(8,079,790)1.04
10,240,8351.5910,493,5491.15
1.67
—
2.26
(iii)
28,052,6230.2920,046,6350.253,577,8330.458,782,3320.36(1,233,171)0.37(1,492,084)0.32
(834,376)0.25(274,916)0.33
29,562,9090.3127,061,9670.28
—
0.18
0.050.45
0.050.36
中芯國際 二零二零年中期報告
24.
(29,441)(26,445)8933,965
—
(28,435)(22,480)9,92336,447
(18,512)13,967
中芯國際 二零二零年中期報告
25.
300.0
300.0
200.0200.0
250,00065.0
64.10.9
250,000200.0250,000300.0
339.3563.1
207,602,199137,383,794
5.0
5.7
中芯國際 二零二零年中期報告
26.
(1)
53,654100,000
53,654100,000
I
(2)
141,227143,256II
(3)
50,13655,154
—71,628(4)
22,24323,637(5)
175,121185,517(6)
296,640308,821
(7)
56,49161,600—71,628(8)
60,02163,033
I
(9)
134,166136,093I—28,651II
(10)
33,89434,381(11)
82,61883,805(12)
199,167199,067I
(13)
141,227143,256II
(14)
91,79893,117III
(15)
194,000200,000I
(16)
8,4748,595
II
(17)
48,01748,707III
(18)
32,48235,098(19)
198,133—(20)
70,613—(21)
70,613—(22)
28,245—(23)
67,789—(24)
29,829—(25)
458,016471,625
2,690,9602,466,669
2,744,6142,566,669
53,654100,0001,000,032462,833
1,053,686562,8331,690,9282,003,836
2,744,6142,566,669
1,053,686562,833355,530836,7651,136,621944,308
198,777222,763
2,744,6142,566,669
中芯國際 二零二零年中期報告
26.
(1) 334,329.4
53.7
1.92%2.55%
(2) 1,000.0
1,000.0141.2
1.20%
(3) 475.0
475.0120.0355.050.1
1.20%
(4) 195.0
195.037.5
157.522.2
1.20%
(5) 1,460.0
1,460.0220.01,240.0174.1
1.20%
(6) 5,400.0
2,100.5296.6
4.46%
(7) 500.0
12500.0
100.0400.056.5
2.92%
(8) 500.0
500.075.0425.060.0
3.40%
(9) 950.0
950.0143.2
2.92%
中芯國際 二零二零年中期報告
26.
(10) 240.0
240.033.9
2.92%
(11) 596.0
585.082.6585.0
2.92%
(12) 200.0
12200.0
199.2
2.50%
(13) 1,000.0
1,000.0141.2
2.92%
(14) 650.0
650.091.8
2.92%
(15) 200.0
12200.06.0
194.0
0.8%
(16) 60.0
60.08.52.92%
(17) 340.0
340.048.04.75%
(18) 260.0
12260.0
30.0230.032.5
2.65%
(19) 200
12200.0
198.12.55%
中芯國際 二零二零年中期報告
26.
(20) 500.0
500.070.62.78%
(21) 500.0
500.070.6
2.64%
(22) 200.0
200.028.2
2.65%
(23) 480.0
480.067.8
2.65%
(24) 60.0
29.83
2%(25)
458.0471.6
1.0
121.8130.9
中芯國際 二零二零年中期報告
27. 450.0
250,000
450.0200.0
200,000450,00032,000—(2,525)(9,194)(195,328)(387,871)
34,14752,935
3.88%
418,59252,053470,6457,773—7,773426,36552,053478,418630,42886,200716,628
9,545—9,545(574,973)(75,102)(650,075)
65,00011,09876,098
中芯國際 二零二零年中期報告
28.
600.0
2.693%
569.4
600,000(3,600)596,400
596,400
5,701(5,476)
596,625
29.
2.4%1,500.0
216.3
1.9%1,500.0213.1
218,247—223,040222,853(217,954)—6,1391,119(5,720)(1,119)(6,416)(4,662)217,336218,191214,193286,512—429,353—(493,477)3,9585,772(3,804)(5,772)(3,034)(10,548)
211,313211,840
中芯國際 二零二零年中期報告
30.
1,656,520894,46055,18529,52370,682110,096
1,782,3871,034,079
1,274.9578.8
301,273,981548,963316042,55849,74160339,981295,756
1,656,520894,460
中芯國際 二零二零年中期報告
31.
5%5%5%5%II10%
10%II10%
中芯國際 二零二零年中期報告
31.
(1)
2,2285,121——20,13917,214————45,2383,32331,44912,3871,7635,810(1)
4,3831,908853519,15326,732————
—
——
———
—
5,7192,5401147
———
——3,8263,950631202,370259(1)
———
—
—4,9752,412——1,876996——
8,6952,114——
—
————
91,145———
——1,9981,957——1,4913,881(1)——
—
——
———
—(1)
52,76545,9755,6825,595
—
—
(1) (1)14A
14A
中芯國際 二零二零年中期報告
31.
840592——7057081,34449210,43315,534——24,70313,4973562,58251,99437,2432,819708,0586,146——445436468,7578,418————7201,397——
—
125156——996508——
1,4131,433————1,8671,964——289,654245,767
IIII(i)3565
7.5II15II7.5
(ii)50.1%38.515%(iii)
IIII14.562%23.077%12.308%
11.538%
61.25
中芯國際 二零二零年中期報告
31.
8731,2461,697395
2,5701,641
1.1
32.
? 1? 21? 3
中芯國際 二零二零年中期報告
32.
43,534——43,534——85,86585,865
—
—8,248—8,248
43,5348,24885,865137,647
—
—98,842—98,842——11,58111,581
—98,84211,581110,423
中芯國際 二零二零年中期報告
32.
——
——89,31889,318—42,985—42,985
—
—1,872—1,872
44,85789,318134,924
—
—63,025—63,025——11,74711,747—63,02511,74774,772
89,318(11,747)77,571(2,226)—(2,226)(1,227)166(1,061)85,865(11,581)74,284
中芯國際 二零二零年中期報告
33. (1) INNOVATIVE FOUNDRY TECHNOLOGIES LLC
Innovative Foundry Technologies LLCIFTIFT
IFT
(2) PDF SOLUTIONS, INC.
PDF SOLUTIONS, INC.PDFPDFProfessional Service Agreement14nm Project Agreement14nmPDF14nm
2,072PDF14nm
中芯國際 二零二零年中期報告
34.
(1)
1,938,463,00053,230.27,615.9
52,515.67,513.754.2
7.852,461.47,505.9(2)
[2020]8
(3)
COVID-19COVID-19COVID-19